Pershad, Vikas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | TPG-AXON CAPITAL (HK), LIMITED | Rep | Asset management | 2005-09-06 | 2007-02-09 |
2 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-08-28 | 2014-03-27 | Rep | Asset management | 2012-08-28 | 2014-03-27 | Rep | Dealing in futures contracts | 2013-02-20 | 2014-03-27 | Rep | Dealing in securities | 2013-04-10 | 2014-03-27 |
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