Lin, Yuri Yee-Lee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-07-20 | 2006-04-25 |
| 2 | NATIXIS ASIA LIMITED | Rep | Advising on securities | 2013-12-18 | 2014-01-28 | Rep | Dealing in securities | 2013-12-18 | 2014-01-28 | Rep | Advising on futures contracts | 2013-12-18 | 2015-12-18 | Rep | Dealing in futures contracts | 2013-12-18 | 2015-12-18 | RO | Advising on securities | 2014-01-28 | 2015-12-18 | RO | Dealing in securities | 2014-01-28 | 2015-12-18 |
| 3 | PACIFIC HARBOR HOLDINGS, LIMITED | RO | Asset management | 2019-03-15 |
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