Wang, Yaqian 王亞謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-05-25 | 2017-07-17 |
2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-07-20 | 2008-09-29 | Rep | Advising on securities | 2005-07-20 | 2008-09-29 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-11-10 | 2010-03-10 | Rep | Advising on securities | 2008-11-10 | 2010-03-10 | Rep | Dealing in securities | 2009-11-27 | 2010-03-10 |
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