Mok, Jennie Sin Hing 莫倩卿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-08-22 | 2011-09-14 | RO | Dealing in futures contracts | 2011-09-14 | 2012-09-15 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-08-22 | 2011-09-14 | RO | Dealing in securities | 2011-09-14 | 2012-09-15 |
| 3 | CVP Securities Limited | Rep | Dealing in futures contracts | 2005-09-07 | 2008-07-31 | Rep | Dealing in securities | 2005-09-07 | 2008-07-31 |
| 4 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-09-26 | 2014-07-02 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-09-26 | 2014-07-02 |
| 6 | ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-08-10 | 2011-08-02 | RO | Dealing in futures contracts | 2011-08-02 | 2011-08-14 |
| 7 | ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-25 | 2011-03-10 | RO | Dealing in securities | 2011-03-10 | 2011-08-14 |
| 8 | Original Group Securities Limited | RO | Dealing in securities | 2016-12-15 | 2017-04-30 |
| 9 | SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2014-10-10 | 2016-06-30 |
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