Carlton, Nicholas Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2015-02-26 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2012-04-24 | 2012-06-30 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-07-25 | 2007-08-15 |
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