Yin, Phillip Tk 嚴正剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on futures contracts | 2006-07-28 | 2007-09-04 | Rep | Advising on securities | 2006-07-28 | 2007-09-04 | Rep | Dealing in securities | 2006-07-28 | 2007-09-04 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-07-22 | 2005-10-07 | Rep | Asset management | 2005-07-22 | 2005-10-07 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2005-07-22 | 2005-10-07 | Rep | Asset management | 2005-07-22 | 2005-10-07 | Rep | Dealing in securities | 2005-07-22 | 2005-10-07 |
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