Lok, Wing Sum 樂榮琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-12-20 | 2023-11-30 | Rep | Dealing in securities | 2021-12-20 | 2023-11-30 |
| 2 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-08-24 | 2007-10-18 |
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