Arnaudy, Anthony John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-08-01 | 2008-09-29 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-09-05 |
| 3 | STJ Advisors (Asia) Limited | Rep | Advising on corporate finance | 2015-10-08 | 2016-07-28 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-08-01 | 2008-09-29 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-08-01 | 2008-09-29 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2009-09-05 |
| 7 | STJ Advisors (Asia) Limited | RO | Advising on corporate finance | 2016-07-28 | 2016-11-09 |
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