Chen, Te Hen Toku
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AM Squared Limited | Rep | Asset management | 2005-08-05 | 2006-06-05 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-08-14 | 2008-06-27 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-06 | 2008-06-27 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-29 | 2008-06-27 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-01-20 | 2016-01-29 |
| 6 | PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2013-02-04 | 2013-12-04 |
| 7 | Riverwest Advisors Limited | Rep | Asset management | 2017-09-12 | 2018-05-17 | RO | Asset management | 2018-05-17 | 2020-03-31 |
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