Lo, Loretta Shuk Yan 羅淑茵

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Daiwa Capital Markets Hong Kong Limited Rep Dealing in securities 2005-08-05 2011-06-28
2 MIZUHO SECURITIES ASIA LIMITED Rep Advising on securities 2013-10-25 2019-11-05
Rep Dealing in securities 2013-10-25 2019-11-05

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