Chan, Kwun Chi 陳觀志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | Dealing in securities | 2006-03-01 | 2007-11-24 |
2 | EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-09-09 | 2006-01-21 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-06-09 |
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