Law, Clara Chui Shan 羅翠珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2008-03-18 | 2009-11-23 | Rep | Advising on futures contracts | 2008-04-23 | 2009-11-23 | Rep | Advising on securities | 2008-04-23 | 2009-11-23 | Rep | Dealing in futures contracts | 2008-04-23 | 2009-11-23 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-08 | 2008-02-18 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-08-08 | 2008-02-18 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-05-22 | 2011-04-06 | Rep | Advising on securities | 2008-05-22 | 2011-04-06 | Rep | Dealing in futures contracts | 2008-05-22 | 2011-04-06 | Rep | Dealing in securities | 2008-05-22 | 2011-04-06 | Rep | Advising on futures contracts | 2011-09-26 | 2012-02-23 | Rep | Advising on securities | 2011-09-26 | 2012-02-23 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-01-16 | Rep | Dealing in futures contracts | 2018-09-06 |
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