Sergeant, Iain Andrew
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on futures contracts | 2008-10-13 | 2013-12-19 | Rep | Advising on securities | 2008-10-13 | 2016-02-16 | Rep | Asset management | 2008-10-13 | 2016-02-16 | Rep | Advising on securities | 2016-06-03 | Rep | Asset management | 2016-06-03 |
2 | FIL Investment Advisors | Rep | Advising on securities | 2005-08-10 | 2008-09-05 | Rep | Asset management | 2005-08-10 | 2008-09-05 |
3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2005-08-10 | 2008-09-05 | Rep | Asset management | 2005-08-10 | 2008-09-05 |
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