Ng, Burgess Hon Ki 吳漢基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-04-16 | 2018-06-12 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2009-03-24 | 2009-11-14 | Rep | Dealing in securities | 2009-03-24 | 2009-11-14 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-12-05 | 2007-12-20 | RO | Advising on securities | 2007-12-20 | 2009-01-22 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-12-20 | 2009-01-22 |
| 5 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2005-09-10 | 2007-11-22 |
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