Yu, Tina Wai Kwan 余慧君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GEOMATRIX (H.K.) LIMITED | Rep | Advising on securities | 2009-10-14 | 2011-06-13 | Rep | Asset management | 2009-10-14 | 2011-06-13 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-08-18 | 2005-11-02 | Rep | Asset management | 2005-08-18 | 2005-11-02 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-18 | 2005-11-02 |
| 4 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2006-01-09 | 2007-05-25 | Rep | Dealing in securities | 2006-01-09 | 2007-05-25 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2006-01-09 | 2007-05-25 | Rep | Dealing in futures contracts | 2006-01-09 | 2007-05-25 |
| 6 | Oasis Management (Hong Kong) | Rep | Advising on futures contracts | 2007-07-27 | 2009-02-09 | Rep | Advising on securities | 2007-07-27 | 2009-02-09 | Rep | Asset management | 2007-07-27 | 2009-02-09 |
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