Li, Baohua (SFC:BJU349) 李保華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Asset Management Limited | Rep | Advising on securities | 2019-03-27 | 2019-09-27 | Rep | Asset management | 2019-03-27 | 2019-09-27 | Rep | Dealing in securities | 2019-04-23 | 2019-09-27 | RO | Advising on securities | 2019-09-27 | 2022-04-30 | RO | Asset management | 2019-09-27 | 2022-04-30 | RO | Dealing in securities | 2019-09-27 | 2022-04-30 |
| 2 | GF Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2018-10-29 | 2019-01-15 | Rep | Asset management | 2018-10-29 | 2019-01-15 | RO | Advising on securities | 2019-01-15 | 2019-03-08 | RO | Asset management | 2019-01-15 | 2019-03-08 |
| 3 | Huarong International Asset Management Limited | Rep | Asset management | 2017-06-21 | 2017-10-16 | Rep | Asset management | 2018-03-06 | 2018-07-27 |
| 4 | Huarong International Securities Limited | Rep | Advising on securities | 2017-06-21 | 2017-10-16 | Rep | Dealing in securities | 2017-06-21 | 2017-10-16 | Rep | Advising on securities | 2018-03-06 | 2018-07-27 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2022-08-01 | 2022-11-17 | Rep | Asset management | 2022-08-01 | 2022-11-17 | Rep | Dealing in securities | 2022-08-01 | 2022-11-17 | RO | Advising on securities | 2022-11-17 | RO | Asset management | 2022-11-17 | RO | Dealing in securities | 2022-11-17 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy