Castillo, Eric Alberto
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2005-08-22 | 2009-11-23 | Rep | Dealing in futures contracts | 2006-11-28 | 2009-11-23 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2014-02-24 | 2017-11-22 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | 2010-02-24 | Rep | Dealing in securities | 2008-06-05 | 2010-02-24 | Rep | Advising on futures contracts | 2008-06-24 | 2010-02-24 | Rep | Advising on securities | 2008-06-24 | 2010-02-24 |
| 4 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-11-13 |
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