Qian, Jin (SFC:AMJ798) 錢進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2005-08-19 | 2007-07-20 | Rep | Dealing in securities | 2005-08-19 | 2007-07-20 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-06-06 | 2008-12-04 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2016-05-12 | 2016-08-17 | Rep | Dealing in securities | 2016-05-12 | 2016-08-17 | RO | Advising on securities | 2016-08-17 | 2017-03-27 | RO | Dealing in securities | 2016-08-17 | 2017-03-27 | Rep | Advising on securities | 2017-03-27 | 2017-07-28 | Rep | Dealing in securities | 2017-03-27 | 2017-07-28 | RO | Advising on securities | 2017-07-28 | RO | Dealing in securities | 2017-07-28 |
| 4 | D. B. ZWIRN ASIA PARTNERS LIMITED | Rep | Dealing in securities | 2007-09-17 | 2008-05-07 | Rep | Advising on securities | 2007-10-05 | 2008-05-07 |
| 5 | KB Securities Hong Kong Limited | Rep | Dealing in securities | 2013-05-06 | 2016-04-29 |
| 6 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-07-20 | 2013-04-13 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2008-06-06 | 2008-12-04 |
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