Lu, Liqin (SFC:AMJ802) 陸勵勤

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2010-10-18 2011-04-27
Rep Dealing in securities 2010-10-18 2011-04-27
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2010-10-18 2011-04-27
3 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2005-08-22 2007-07-30
Rep Advising on securities 2005-08-22 2007-07-30
Rep Dealing in securities 2005-08-22 2007-07-30
4 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2012-06-07 2014-06-13

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