Tian, Ge (SFC:BJR799) 田鴿

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Advising on corporate finance 2017-06-22 2018-08-31
Rep Advising on securities 2017-06-22 2018-08-31
Rep Dealing in securities 2017-06-22 2018-08-31
2 CITIC Securities (Hong Kong) Limited Rep Advising on corporate finance 2018-09-18 2020-09-11
Rep Advising on securities 2018-09-18 2020-09-11
3 CLSA LIMITED Rep Advising on securities 2018-09-18 2020-09-11
Rep Dealing in securities 2018-09-18 2020-09-11
4 UBS SECURITIES HONG KONG LIMITED Rep Advising on corporate finance 2020-12-11

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