Tang, Wing Chi 鄧穎姿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2021-07-27 | 2023-08-23 | Rep | Dealing in securities | 2021-07-27 | 2023-08-23 | Rep | Asset management | 2021-08-06 | 2023-08-23 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-10-12 | Rep | Asset management | 2023-10-12 | Rep | Dealing in securities | 2023-10-12 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-10-12 | Rep | Asset management | 2023-10-12 | Rep | Dealing in securities | 2023-10-12 |
| 4 | BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2017-08-11 | 2017-09-26 | Rep | Asset management | 2017-08-11 | 2017-09-26 | Rep | Dealing in securities | 2017-08-11 | 2017-09-26 |
| 5 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2017-06-23 | 2017-07-31 | Rep | Asset management | 2017-06-23 | 2017-07-31 | Rep | Dealing in securities | 2017-06-23 | 2017-07-31 |
| 6 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-10-27 | 2021-06-10 | Rep | Dealing in securities | 2017-10-27 | 2021-06-10 |
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