Tse, Tsz Kwan (SFC:BJO498) 謝子鈞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HEUNGKONG CAPITAL LIMITED | Rep | Advising on corporate finance | 2021-03-09 | 2021-12-27 |
| 2 | KINGSWAY CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-11-30 | 2017-12-22 | Rep | Dealing in securities | 2017-11-30 | 2017-12-22 |
| 3 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2017-11-30 | 2017-12-22 |
| 4 | Red Solar Capital Limited | Rep | Advising on corporate finance | 2019-01-08 | 2021-02-12 | Rep | Dealing in securities | 2019-01-08 | 2021-02-12 |
| 5 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-01-04 | |
| 6 | SILVER NILE GLOBAL INVESTMENTS LIMITED | Rep | Dealing in securities | 2021-03-09 | 2021-12-27 | Rep | Advising on corporate finance | 2021-08-17 | 2021-12-27 |
| 7 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2018-03-02 | 2018-11-16 |
| 8 | VMS Securities Limited | Rep | Advising on corporate finance | 2017-06-26 | 2017-07-01 | Rep | Dealing in securities | 2017-06-26 | 2017-07-01 |
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