Poon, Dic Yan 潘廸恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Dealing in securities | 2023-03-07 | |
| 2 | HANG SENG INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2021-09-23 | 2023-02-17 |
| 3 | IPP Financial Advisers Limited | Rep | Advising on securities | 2017-06-28 | 2018-06-11 | Rep | Dealing in securities | 2017-06-28 | 2018-06-11 |
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