Gu, Allen Yuhui 顧毓輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Reserve Asia Limited | RO | Advising on securities | 2011-10-28 | 2015-02-28 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2005-08-26 | 2006-09-09 | Rep | Dealing in securities | 2005-08-26 | 2006-09-09 |
| 3 | Herald Energy Capital (HK) Limited | RO | Advising on securities | 2016-08-19 | 2018-09-06 | RO | Asset management | 2016-08-19 | 2019-01-18 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-10-02 | 2008-06-16 |
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