Ng, Siu Ngong 吳少昂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2006-05-16 | 2006-05-17 | Rep | Dealing in securities | 2006-05-16 | 2006-05-17 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-08-24 | 2005-12-09 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-08-24 | 2005-12-09 | Rep | Advising on securities | 2005-11-02 | 2005-12-09 |
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