Chan, Dennis Kwok Fung 陳國峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DELOITTE & TOUCHE CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2005-10-12 | 2009-03-01 |
| 2 | Lego Corporate Finance Limited | Rep | Advising on corporate finance | 2022-05-25 | 2022-08-01 | RO | Advising on corporate finance | 2022-08-01 |
| 3 | Lego Securities Limited | Rep | Dealing in securities | 2022-05-25 | 2022-08-01 | RO | Dealing in securities | 2022-08-01 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-01-14 | 2020-11-16 | Rep | Advising on securities | 2014-01-14 | 2020-11-16 | Rep | Dealing in securities | 2014-01-14 | 2020-11-16 | RO | Advising on corporate finance | 2020-11-16 | 2022-04-08 | RO | Advising on securities | 2020-11-16 | 2022-04-08 | RO | Dealing in securities | 2020-11-16 | 2022-04-08 |
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