Tan, Wan Yuan 陳婉圓

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Dealing in securities 2009-10-27 2010-08-02
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2009-10-27 2010-08-02
3 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in securities 2005-08-31 2006-09-11

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