Yim, Heung To 嚴香桃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-08-31 | 2006-09-01 |
| 2 | CITY CREDIT CAPITAL (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2012-12-10 | 2015-10-23 | RO | Leveraged foreign exchange trading | 2015-10-23 | 2017-02-28 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-08-31 | 2006-09-01 |
| 4 | FT Securities Limited | Rep | Dealing in futures contracts | 2006-09-13 | 2010-06-29 | Rep | Dealing in securities | 2006-09-13 | 2010-06-29 | Rep | Advising on futures contracts | 2006-09-15 | 2010-06-29 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-07-19 | 2011-05-11 |
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