Louie, Wai Tat 呂煒達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Dealing in futures contracts | 2005-10-19 | 2006-01-10 |
| 2 | ABN AMRO Clearing Hong Kong Limited | Rep | Dealing in securities | 2005-10-19 | 2006-01-10 |
| 3 | EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-05-03 | 2007-02-05 |
| 4 | EAST ASIA SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-05-03 | 2007-02-05 |
| 5 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-02-13 | 2008-09-03 |
| 6 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-13 | 2008-09-03 | Rep | Dealing in securities | 2007-02-13 | 2008-09-03 |
| 7 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-03-17 | 2006-04-11 | Rep | Dealing in securities | 2006-03-17 | 2006-04-11 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy