Tse, Yat Man 謝逸文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASSURED ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2008-02-01 | 2008-08-29 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Automated trading services | 2005-11-03 | 2007-06-10 | Rep | Dealing in securities | 2005-11-03 | 2007-06-10 |
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