Capaldi, John Louis Francis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-14 | 2015-10-22 |
| 2 | FINANCIAL RISK MANAGEMENT LIMITED | Rep | Dealing in securities | 2005-09-30 | 2005-10-29 | RO | Dealing in securities | 2006-10-16 | 2006-10-20 |
| 3 | FRM (Australia) Pty Limited | RO | Dealing in securities | 2006-10-16 | 2006-10-20 |
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