Wong, Siu Kin (SFC:AML390) 黃紹乾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Austin Asia Securities Limited | RO | Advising on corporate finance | 2012-11-14 | 2013-08-12 |
| 2 | CNCB (Hong Kong) Capital Limited | RO | Advising on corporate finance | 2012-03-22 | 2013-04-03 | RO | Advising on corporate finance | 2013-08-27 | 2016-10-15 | Rep | Advising on futures contracts | 2015-07-03 | 2015-07-20 | Rep | Advising on securities | 2015-07-03 | 2016-10-15 | Rep | Asset management | 2015-07-03 | 2016-10-15 |
| 3 | Golden K2 Securities Limited | RO | Advising on corporate finance | 2017-03-13 | 2021-04-30 |
| 4 | Pamirs Capital (H.K.) Limited | RO | Advising on corporate finance | 2023-01-10 | |
| 5 | Sinofortune Financial Capital Limited | Rep | Advising on corporate finance | 2005-09-13 | 2007-07-12 |
| 6 | Sinofortune Securities Limited | Rep | Dealing in securities | 2005-11-07 | 2007-07-12 |
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