Lam, Kevin Ka Nok 林嘉諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-05-08 | 2006-10-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-12-20 | 2010-03-01 |
| 3 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-12-20 | 2010-03-01 |
| 4 | Sinofortune Financial Capital Limited | Rep | Advising on corporate finance | 2005-09-13 | 2005-10-14 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-11-01 | 2007-11-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy