She, Sam Ian 佘心恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-09-30 | 2006-06-15 |
| 2 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2007-01-23 | 2007-07-14 | Rep | Dealing in securities | 2007-01-23 | 2007-07-14 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-09-30 | 2006-06-15 |
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