Wat, Yuen Yee 屈婉宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Asset management | 2005-10-26 | 2006-01-03 | Rep | Dealing in securities | 2005-10-26 | 2006-01-03 | Rep | Advising on securities | 2006-01-03 | 2006-12-20 | RO | Asset management | 2006-01-03 | 2007-03-31 | RO | Dealing in securities | 2006-01-03 | 2007-03-31 | RO | Advising on securities | 2006-12-20 | 2007-03-31 |
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