Sabherwal, Hemant
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-09-16 | 2009-01-23 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-09-16 | 2009-01-23 |
| 3 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2009-08-24 | 2011-04-28 |
| 4 | UNION GAMING SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2016-10-03 | 2018-04-25 |
| 5 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2018-06-04 | 2022-06-21 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-09-16 | 2009-01-23 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-09-16 | 2009-01-23 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-09-16 | 2009-01-23 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-09-16 | 2009-01-23 |
| 10 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2009-08-24 | 2011-04-28 |
| 11 | UNION GAMING SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-10-03 | 2018-04-25 |
| 12 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-06-04 | 2022-06-21 |
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