Chan, Chun Wing (SFC:AML975) 陳雋穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-06-16 | 2006-07-04 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-06-16 | 2006-07-04 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-09-20 | 2006-04-30 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-07-24 | 2007-12-05 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-07-24 | 2007-12-05 |
| 6 | Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2007-04-04 | 2007-07-14 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-10-04 | 2007-07-14 | Rep | Dealing in futures contracts | 2007-04-04 | 2007-07-14 |
| 8 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2021-06-22 | 2021-10-07 |
| 9 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-07-24 | 2009-01-09 | Rep | Dealing in securities | 2008-07-24 | 2009-01-09 |
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