Chung, Tak Wai (SFC:AMM043) 鍾德偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EQT Partners Asia Limited | Rep | Advising on securities | 2009-02-12 | 2012-09-27 | Rep | Dealing in securities | 2011-06-20 | 2021-01-31 | RO | Advising on securities | 2012-09-27 | 2021-01-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-09-23 | 2008-11-22 | Rep | Advising on securities | 2005-09-23 | 2008-11-22 | Rep | Dealing in securities | 2006-11-22 | 2008-11-22 |
| 3 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-12-18 | 2009-02-02 | Rep | Dealing in securities | 2008-12-18 | 2009-02-02 |
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