Lau, Ka Chun (SFC:AMM078) 劉家駿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-12-21 | 2010-10-12 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-20 | 2010-10-12 |
| 3 | HALCYON SECURITIES LIMITED | RO | Dealing in securities | 2013-01-28 | 2023-03-01 | Rep | Dealing in futures contracts | 2013-10-08 | RO | Advising on securities | 2013-12-05 | 2023-03-01 | RO | Asset management | 2016-05-25 | 2023-03-01 | Rep | Advising on securities | 2023-03-01 | Rep | Asset management | 2023-03-01 | Rep | Dealing in securities | 2023-03-01 |
| 4 | QUEST STOCKBROKERS (HK) LIMITED | Rep | Dealing in securities | 2010-10-29 | 2010-12-30 |
| 5 | RaffAello Securities (HK) Limited | RO | Dealing in securities | 2011-11-10 | 2012-04-14 |
| 6 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-01-28 | 2011-05-19 | Rep | Dealing in securities | 2011-01-28 | 2011-05-19 |
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