Wu, Pei Shan 吳沛珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-03-20 | 2014-10-03 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-03-20 | 2012-07-25 | RO | Dealing in securities | 2012-07-25 | 2014-10-03 | Rep | Dealing in futures contracts | 2014-01-02 | 2014-10-03 |
| 3 | PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) | RO | Advising on securities | 2008-03-20 | 2009-03-18 | RO | Asset management | 2008-03-20 | 2009-03-18 |
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