Shi, Xiaoting 施曉廷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-11-24 | 2011-04-21 |
| 2 | BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | Dealing in securities | 2012-03-05 | 2013-02-22 | Rep | Dealing in futures contracts | 2012-04-10 | 2013-02-22 |
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