Tsang, Jocelyn Wai Wah 曾蕙華

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Broadway Wealth Management Limited RO Advising on securities 2005-10-08 2006-11-06
RO Asset management 2005-10-08 2006-11-06
2 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED Rep Advising on securities 2006-11-29 2007-02-14
Rep Asset management 2006-11-29 2007-02-14
RO Advising on securities 2007-02-14 2008-10-01
RO Asset management 2007-02-14 2008-10-01

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