Lo, Man Un 羅文遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CFS CAPITAL LIMITED | RO | Asset management | 2018-02-15 | 2018-11-30 | RO | Asset management | 2019-07-17 | RO | Advising on securities | 2019-10-04 |
2 | Da Wan Asset Management Limited | RO | Advising on securities | 2018-12-13 | 2019-06-30 | RO | Asset management | 2018-12-13 | 2019-06-30 |
3 | Delta Asia Wealth Management Limited | Rep | Advising on securities | 2005-09-20 | 2006-06-15 | Rep | Asset management | 2005-09-20 | 2006-06-15 |
4 | Infinite Success Assets Management Limited | RO | Advising on securities | 2016-06-08 | 2016-07-31 | RO | Asset management | 2016-06-08 | 2016-07-31 |
5 | LW Asset Management Advisors Limited | RO | Asset management | 2016-08-02 | 2018-02-15 |
6 | Sinovation Capital Asset Management Company Limited | RO | Asset management | 2010-12-09 | 2013-11-12 | Rep | Asset management | 2013-11-12 | 2016-06-03 |
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