Tong, Elliot Yat Lai 唐逸禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2005-09-23 | 2006-10-14 | Rep | Dealing in securities | 2005-09-23 | 2006-10-14 |
| 2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2013-10-28 | 2016-09-23 | Rep | Dealing in securities | 2013-10-28 | 2016-09-23 | Rep | Advising on futures contracts | 2014-01-28 | 2016-09-23 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2013-10-28 | 2016-09-23 | Rep | Dealing in securities | 2013-10-28 | 2016-09-23 | Rep | Dealing in futures contracts | 2014-01-28 | 2016-09-23 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-02-10 | 2022-03-21 | Rep | Dealing in securities | 2017-02-10 | 2022-03-21 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2017-02-10 | 2022-03-21 | Rep | Dealing in securities | 2017-02-10 | 2022-03-21 |
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