Wong, Hon Ting (SFC:AMM331) 王寒汀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KARL THOMSON FINANCIAL ADVISORY LIMITED | Rep | Advising on corporate finance | 2007-02-28 | 2011-06-08 | Rep | Advising on corporate finance | 2012-11-13 | 2022-12-30 |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2005-09-23 | 2011-06-08 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-09-28 | 2011-06-08 |
| 4 | Shang International Finance Limited | Rep | Advising on corporate finance | 2011-06-22 | 2011-09-13 | Rep | Advising on securities | 2011-06-22 | 2011-09-13 | Rep | Dealing in securities | 2011-06-22 | 2011-09-13 |
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