Brown, Alan John (SFC:AMM410)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-05-14 | 2007-06-13 | Rep | Dealing in securities | 2008-11-25 | 2008-11-29 | Rep | Dealing in securities | 2009-08-24 | 2009-08-26 | Rep | Dealing in securities | 2011-04-11 | 2011-04-15 |
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