Chu, Charlene Marie
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUTONOMOUS RESEARCH ASIA LIMITED | RO | Advising on securities | 2014-10-30 | 2019-03-31 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2005-09-23 | 2005-12-30 |
| 3 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2011-06-01 | 2014-01-14 |
| 4 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2019-04-09 |
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