Look, Pauline Po Shan 陸葆珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Avenue Family Office Limited | Rep | Advising on securities | 2018-05-25 | 2019-09-12 | Rep | Asset management | 2018-05-25 | 2019-09-12 | Rep | Dealing in securities | 2018-05-25 | 2019-09-12 |
| 2 | HSBC GUYERZELLER FAR EAST LIMITED | Rep | Advising on securities | 2005-09-26 | 2009-04-01 | Rep | Dealing in securities | 2005-09-26 | 2009-04-01 | Rep | Asset management | 2006-04-24 | 2009-04-01 |
| 3 | Safari Asia Limited | Rep | Asset management | 2012-11-20 | 2012-12-14 | RO | Asset management | 2012-12-14 | 2013-04-05 | Rep | Asset management | 2013-10-04 | 2013-10-29 | RO | Asset management | 2013-10-29 | 2016-09-18 |
| 4 | Veco Invest (Asia) Limited | RO | Asset management | 2012-03-23 | 2012-06-14 |
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