Lien, Vincent Wai Sun 連維新
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2016-02-13 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2005-09-23 | 2009-10-06 | Rep | Advising on securities | 2005-09-23 | 2009-10-06 | Rep | Dealing in securities | 2005-09-23 | 2009-10-06 | Rep | Advising on corporate finance | 2019-07-22 | 2020-02-04 | Rep | Dealing in securities | 2019-07-22 | 2020-02-04 | Rep | Advising on securities | 2019-08-12 | 2020-02-04 | RO | Advising on corporate finance | 2020-02-04 | RO | Advising on securities | 2020-02-04 | RO | Dealing in securities | 2020-02-04 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-09-23 | 2009-10-06 | Rep | Advising on securities | 2005-09-23 | 2009-10-06 | Rep | Dealing in securities | 2005-09-23 | 2009-10-06 | Rep | Advising on corporate finance | 2019-07-22 | 2020-02-04 | Rep | Dealing in securities | 2019-07-22 | 2020-02-04 | Rep | Advising on securities | 2019-08-12 | 2020-02-04 | RO | Advising on corporate finance | 2020-02-04 | 2024-02-26 | RO | Advising on securities | 2020-02-04 | 2024-02-26 | RO | Dealing in securities | 2020-02-04 | 2024-02-26 |
| 4 | Willis Towers Watson Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2016-04-26 | 2019-06-17 | RO | Dealing in securities | 2016-04-26 | 2019-06-17 |
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