Chau, Dickson Tak Chun 鄒德進
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2012-01-09 | 2013-05-10 |
| 2 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-12-29 | 2009-02-20 |
| 3 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2005-09-30 | 2005-11-22 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-30 | 2005-11-22 |
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